Marcin Chwała
Department of Geotechnology,Hydro Technology,and Underground and Hydro Engineering,Faculty of Civil Engineering,Wrocław University of Science and Technology,Wybrze˙ze Wyspia´nskiego 27,Wrocław,50-370,Poland
Keywords:Optimal borehole location Spatial variability Soil sounding Bearing capacity Fluctuation scale Rectangular foundation
ABSTRACT This study uses a recently proposed algorithm for consideration of soil sounding locations in the bearing capacity estimations of spatially variable soil for rectangular footings.The objective of the study is to assess the possibility of indicating general guidelines for optimal soil sounding locations in the case of two soundings and rectangular footings.The possibility of proposing such general guidelines would be extremely valuable from the engineering practice point of view.Moreover,it would be promising for future studies concerning more complex foundation arrangements.For this reason,numerous scenarios are analyzed for a variety of vertical and horizontal fluctuation scales and a variety of rectangular foundation lengths.For generality of the results,two correlation structures are considered,i.e.the Gaussian and the Markovian ones.The optimal sounding location results are discussed.The observations indicate that,for a specified vertical fluctuation scale,all optimal borehole locations in dimensionless coordinates form a curve.This phenomenon can be utilized in practical applications.The potential applications of the obtained results and the directions for future studies in this area are also discussed.
Natural soil formation processes that contain complicated interactions between geology,topography and climate result in the spatial variability of soil properties (e.g.Ferreira et al.,2015).The spatial variability in soil strength properties is an issue of particular importance for engineers.This is due to its significant impact on the performance of all structures built on natural soils.In the case of shallow foundation bearing capacity,the modeling of spatial variability of soil strength properties as random fields becomes increasingly popular in recent years(e.g.Phoon and Kulhawy,1999;Rackwitz,2000;Fenton and Griffiths,2008).The explicit representations of two-dimensional(2D)random fields are widely used in finite element-based approaches(e.g.Griffiths and Fenton,2001;Fenton and Griffiths,2003;2008;Huang et al.,2013;Pieczy´nska-Kozłowska et al.,2015;Ali et al.,2016;Selmi et al.,2019;Shu et al.,2020;Vivescas et al.,2020).However,there are much less published studies concerning three-dimensional(3D)analyses(e.g.Simoes et al.,2014;Kawa and Puła,2020).This is mostly due to the fact that the numerical methods based on finite elements used to solve 3D issues are time-consuming procedures.If considering the impact of soil spatial variability on bearing capacity,the numerical efficiency is an important factor that verifies the practical applicability of the method (due to large number of simulations to be performed).
The location of the soil soundings with respect to the considered foundation is an important issue.Due to stronger correlation within the soil,the closer locations of soil soundings provide more reliable information about the soil parameters in the vicinity of the considered foundation.As a result,for closer cone penetration test(CPT) location,smaller uncertainty in the foundation bearing capacity estimation can be obtained.This information can be considered by using conditional random fields (e.g.Lloret-Cabot et al.,2012;Li et al.,2015;Cai et al.,2017;Jiang et al.,2018).To determine optimal locations of soil soundings which would have practical applications in the area of shallow foundations,3D analyses are necessary.However,there are no published results of the 3D finite element approach for borehole location optimization known to the author.There are few studies concerning 2D analysis,i.e.for slope stability problem by Li et al.(2016),Jiang et al.(2017),and Jiang et al.(2020).An interesting approach of site investigation program optimization that maximizes robustness and minimizes site investigation effort was proposed by Gong et al.(2014,2017).In the study by Herbut et al.(2020),the problem of optimal sensor arrangement during vibration monitoring is analyzed.
Despite the lack of 3D solutions for bearing capacity problem within the finite element method,a novel approach for determining optimal sounding location was proposed in the recently published study by Chwała (2020a,b).That study proposed approximate approach based on Vanmarcke (1983)’s spatial averaging and kinematical failure mechanism for undrained conditions(Chwała,2019).The approach provided by Chwała(2020a,b)is used in this study to assess the possibility of indicating general guidelines for optimal soil sounding locations in the case of two soundings and rectangular footing.Such general guidelines can be used for indicating optimal borehole locations before any information about the soil conditions are gained.To do this,some assumptions described in the following sections have to be made.The possibility of proposing such general guidelines would be valuable from the engineer’s point of view.Moreover,it would be promising for future studies concerning more complex foundation arrangements.Numerous scenarios are analyzed in this study for typical ranges of vertical and horizontal fluctuation scales and typical lengths of rectangular foundations.For generality of the results,two correlation structures were considered,i.e.the Gaussian and the Markovian ones (Fenton and Griffiths,2008).The obtained results are described in detail and discussed.It is shown that some general patterns for optimal soil sounding locations can be found for rectangular foundation.Moreover,in the conclusion section,some possible applications of the proposed algorithm are given.
As mentioned in the Introduction,the main objective of this study is to assess the possibility of indicating general guidelines for optimal soil sounding locations in the case of two soundings and rectangular footings.For this reason,the algorithm proposed by Chwała (2020a,b) is used here.The algorithm uses a probabilistic adaptation of the deterministic failure mechanism described by Gourvenec et al.(2006).The assumed mechanism pertains to a rough foundation base under undrained conditions.The probabilistic version of the aforementioned mechanism was described in detail by Chwała(2019).To preserve the clarity and emphasize the original elements of this study,only some of the most important information about the used algorithm is repeated here.However,the approach used will be described with details in the next section.Only a part of algorithm proposed in Chwała(2020a,b)is used here.That part is responsible for estimating bearing capacity standard deviation for the assumed correlation structure,CPT locations and size of the foundation.Vanmarcke’s spatial averaging is used to obtain correlated set of single random variables responsible for describing undrained shear strength in each dissipation region.The Vanmarcke’s spatial averaging provides moving average field that is obtained after the random field averaging within the considered volume V (see Eq.(1)),where the domains of averaging are the dissipation regions (e.g.Fenton and Griffiths,2008).
where X denotes the random field,which describes undrained shear strength.The dissipation regions result from the assumed failure geometry(Chwała,2019).By deriving formulae for variance in each dissipation region and covariances between those regions and between soil sounding lines,the corresponding covariance matrix can be obtained.All formulae were derived from general equation for covariances between the two specified dissipation regions Viand Vj:
Fig.1.The assumed coordinate system location with respect to foundation.
where R is a covariance function.In this study,two covariance functions are considered,i.e.the Gaussian(Eq.(3))and Markovian(Eq.(4)).Due to the positivity of undrained shear strength(cu)and relatively simple mathematical apparatus,a lognormal stationary random field of cuis assumed.A lognormal distribution is commonly used to describe the distribution of the undrained shear strength in geotechnical applications (e.g.Fenton and Griffiths,2008;El Haj et al.,2019).The autocorrelation model is assumed to be separable in each direction.Note that Eq.(2)for i=j becomes formula for variance.
Based on the obtained covariance matrix,and by using Cholesky decomposition (Horn and Johnson,1985;Puła and Chwała,2015),generation of averaged undrained shear strengths in each dissipation region is possible (e.g.Fenton and Griffiths,2008;Puła and Chwała,2018).Next,for the obtained undrained shear strengths,the corresponding bearing capacity is calculated by using the probabilistic version of the failure mechanism (Appendix A).
By the aforementioned procedure,only one bearing capacity is obtained for the considered CPT locations.However,to make comparison between different CPT locations possibly in terms of bearing capacity standard deviations,it is necessary to perform a larger number of realizations to the specified CPT locations.A number of 100 realizations for estimation of bearing capacity standard deviation seems to be a reasonable choice that compromises between accuracy and numerical efficiency.A relatively low number of realizations to estimate the standard deviation is due to the weak dependence of optimal CPT locations on the number of realizations h (Appendix B).Therefore,in this study,100 bearing capacity calculations are used to estimate the corresponding standard deviation.By this estimation,an objective comparison between two CPT layouts is possible.The comparison is needed to indicate better CPT layouts,suggesting the layouts for which lower bearing capacity standard deviation is obtained.The analyses are performed in this study under the assumption of no trend in undrained shear strength.This assumption is justified by weak dependence of the failure mechanism size with or without consideration of the trend,and by relatively shallow failure mechanisms obtained in the study.The consideration of trend impact is planned for the future study.
The algorithm described by Chwała (2020a,b) contains the optimization procedure;however,as noted there,in the case of rectangular foundation and two soil soundings,the resulting optimal sounding locations are placed symmetrically with respect to the foundation center.The optimal soil sounding locations for which the minimum standard deviation of the bearing capacity occurs are located on the y-axis and are symmetrical with respect to the x-axis (Fig.1).
This observation allows the searching area to be decreased.Therefore,in the case considered,no optimization procedure is needed.As a result,bearing capacity standard deviations can be estimated for each pair of boreholes located symmetrically with respect to the x-axis(Figs.1 and 2).Due to the high efficiency of the algorithm used (see Appendix A),the resolution assumed in the study is 0.05 m along y-axis.The illustration of the considered scenario is shown in Fig.2.The parameter dBis the distance between the foundation center and the borehole location along the yaxis.
Before detailed information about the considered scenarios is provided,an example representation of results for one such analysis is given in Fig.3.This example illustrates the manner in which the results will be further presented.The scenarios considered in Fig.3 are for foundation length a=10 m,foundation width b=1 m,and horizontal and vertical fluctuation scales θh=4 m and θv=1 m,respectively.The resulting standard deviation of 100 bearing capacity simulations σBis shown as a function of dB.Because of the symmetry,only half of the y-axis is shown in Fig.3.
According to Fig.3 for borehole location at dB=6 m,due to the symmetry,the second borehole is located at dB=-6 m,the resulting bearing capacity standard deviation is approximately 1200 kN.As shown in Fig.3,the function of the bearing capacity standard deviation with respect to dBreaches its minimum near dB=3 m.Therefore,based on Fig.3,the optimal borehole location is determined.This optimal location is valid for the specified foundation shape and fluctuation scale values.To find more general relationships for optimal borehole locations in the case of different foundation shapes and fluctuation scale scenarios,it is necessary to analyze numerous combinations of those parameters,which is possible due to the high numerical efficiency of the proposed method.Notably,to obtain a plot as shown in Figs.3,24,000 estimations of the bearing capacity of the rectangular foundation need to be carried out.Note that if finite element approach is used for this task,by assuming average time needed for one 3D bearing capacity estimation to be about 0.5 h,for one processor core,total computation time of 500 d is needed.This hypothetic computation time is drastically longer than approximately 4 h needed for the algorithm used in this study.Note that for the purpose of this study,over 1000 different scenarios like this shown in Fig.3 have to be analyzed.
Fig.2.Top view of the rectangular shallow foundation and symmetrical location of the two boreholes.
Fig.3.Illustrative example of the resulting bearing capacity standard deviation as a function of borehole distance from the foundation center dB.Results obtained for a rectangular foundation of 10 m × 1 m and an anisotropic correlation structure with θh=4 m and θv=1 m.Gaussian covariance function is assumed.
Multiple foundation lengths that are reasonable from a practical point of view are selected for the numerical analyses,i.e.a=2 m,4 m,6 m,8 m,10 m,12 m,14 m,16 m,and 20 m.For the probability distribution of the initial random field,a lognormal distribution(Fenton and Griffiths,2008)is assumed with μcu=100 kPa and σcu=50 kPa.The resulting variation coefficient is assumed according to Pieczy´nska-Kozłowska et al.(2017).However,in Chwała (2020a,b),it is shown that both μcuand σcuhave very limited impact on the optimal soil sounding locations.Therefore,the results obtained in this study can be applied to wide ranges of those parameters.Four vertical fluctuation scale values were examined,i.e.θv=0·125 m,0·25 m,0·625 m,and 1 m.These values of the vertical fluctuation scales are within a range that has been recently reported (e.g.Lloret-Cabot et al.,2014;Bombasaro and Kasper,2016;Pieczy´nska-Kozłowska et al.,2017;Puła et al.,2017;Salgado et al.,2019;Cami et al.,2020).For each vertical fluctuation scale for most of the considered scenarios,the following values of the horizontal fluctuation scale are analyzed:θh=1 m,2 m,3 m,4 m,5 m,6 m,7 m,8 m,9 m,10 m,12 m,14 m,15 m,16 m,and 20 m.The range of the assumed horizontal fluctuation scales is relatively wide,because the estimation of the horizontal fluctuation scale is much more difficult than that of the vertical fluctuation scale;this difference is mainly caused by the limited data available in the horizontal direction (Jaksa et al.,1999;Cami et al.,2020).Nevertheless,some recently proposed approaches are very promising for identifying horizontal fluctuation scales in the case of a limited number of CPT soundings (e.g.Ching et al.,2018).The chosen values of the horizontal fluctuation scale are equal to or greater than the vertical fluctuation scales (Cherubini,1997).All the analyses are performed following the approach presented in the previous section.However,the investigated distance varies from dB=0·05 m to the maximum value of dB=(a+θh)/2 m by increment of 0·05 m.As mentioned earlier,the above detailed scenarios were analyzed for Gaussian and Markovian covariance functions.Therefore,the total number of analyzed scenarios for different fluctuation scales and foundation lengths is about 1000.Consequently,approximately 25 million bearing capacity estimations of rectangular foundation are performed.This large number is possible due to the numerical efficiency of the proposed approach.All the scenarios include a foundation width of b=1 m and a coefficient of variation of the undrained shear strength of νcu=0·5.The coefficient of variation of the undrained shear strength is kept constant because νcuhas no influence on the optimal borehole locations(Chwała,2020a,b).The method detailed in Sections 2 and 3 is implemented in MATLAB software(MathWorks,2018),and the achieved mean computation time per 3D bearing capacity estimation equals 0.5 s.
Generally,the shape of the function that describes σBwith respect to dBdepends on the relationships between the fluctuation scales and the foundation length.Therefore,the shape shown in Fig.3 is an example of only one possible output.However,the results indicate the existence of four main patterns in which σB(dB)behaves.To discuss these patterns,Fig.4 for Gaussian covariance function is given below.Each of these sub-figures is dedicated to different horizontal fluctuation scales,i.e.θh=1 m (Fig.4a),3 m(Fig.4b),and 10 m (Fig.4c).The vertical fluctuation scale is consistent among the three sub-figures and equals θv=1 m.According to Fig.4a,the first pattern of σB(dB)is observed for foundation lengths greater than a=8 m (Pattern 1).In these situations,the horizontal fluctuation scales are significantly smaller than the foundation length.Thus,for a relatively wide range of dB,the resulting bearing capacity standard deviation is almost constant.In this pattern,the minimum value occurs near the end of the foundation.This result can be explained by the nature of the failure mechanism,i.e.more energy is dissipated at the ends of the foundation.Therefore,the soil soundings located there have a more significant impact on the final standard deviation of the bearing capacity.With an increase in θh/a,the shape of σB(dB)becomes more oblong,and a minimum in the bearing capacity standard deviation can be clearly observed (Pattern 2).With a further increase in θh/a,the minimum σBshifts to a shallower position,and for θh/a>1,the lowest σBis observed for boreholes located near the foundation center (see Pattern 3 in Fig.4b or c).The last recognized pattern is observed for a horizontal fluctuation scale that is significantly larger than the foundation length.In that case,the minimum σBoccurs for dB>a/2.However,Patterns 3 and 4 are both characterized by a shallow shape of the σB(dB)function for the soil sounding locations in the vicinity of the foundation.Practically,the scenarios for θh/a<1 are the most important(if the soil under the foundation is not nearly homogenous).
By collecting information about the optimal borehole location dB,opt,a plot that illustrates dB,optdependence on the horizontal fluctuation scale can be constructed.Such a plot is shown in Fig.5,where multiple foundation lengths were investigated for θv=1 m.Each point from Fig.5 is a result of a single curve that expresses σBas a function of dB.As an example,for the curve shown in Fig.4a for a foundation length of a=20 m,the optimal borehole distance is dB,opt=9·15 m;this result is plotted in Fig.5 as the first point for a=20 m.Note that in Fig.4,the results for only three horizontal scales are shown;however,15 horizontal fluctuation scales were analyzed to obtain the plot shown in Fig.5.
All the curves shown in Fig.5 exhibit similar behaviors;however,this trend changes slowly as the foundation length increases.Next,as an illustrative example,the curve obtained for a=20 m is disuccsed.For short horizontal fluctuation scales,the optimal borehole location dB,optshifts closer to the foundation center with an increase in the horizontal fluctuation scale.A minimum dB,optis obtained close to θh=6 m and starts to increase slowly with a further increase in θh.The dB,optreaches a maximum for θh=15 m and slowly decreases to approximately θh=20 m,after which a rapid decrease occurs.This rapid change is a result of a previously discussed change in pattern:Pattern 2 is changing into Pattern 3.In the case of a foundation length of a=20 m,the fourth pattern is not observed,due to the relatively long foundation in comparison with the horizontal fluctuation scale.As Fig.5 shows,Pattern 4 occurs for foundation lengths of only a=2 m and 4 m (the example for a=2 m is shown in Fig.4c,where the minimum σBoccurs at dB,opt=1 m).
Fig.4.Bearing capacity standard deviation σB as a function of borehole distance dB and foundation length a for Gaussian covariance function.Results obtained for (a) an isotropic correlation structure with fluctuation scale θ=1 m,(b) an anisotropic correlation structure with θv=1 m and θh=3 m,and (c)an anisotropic correlation structure with θv=1 m and θh=10 m.
Fig.5.Optimal borehole locations as a function of horizontal fluctuation scale θh and foundation length a for Gaussian covariance function.
An interesting observation can be made if the results are expressed in dimensionless coordinates when both the horizontal fluctuation scale θhand the optimal borehole location dB,optare divided by the corresponding foundation length a.This observation plays a crucial role for the purpose of this study.As a result,the plot shown in Fig.6 is obtained from Fig.5.
Journal of Rock Mechanics and Geotechnical Engineering2021年3期