A New Treatment for Some Periodic Schrödinger Operators I:The Eigenvalue∗

2018-05-23 06:03WeiHe贺伟
Communications in Theoretical Physics 2018年2期

Wei He(贺伟)

Instituto de Fisica Teórica,Universidade Estadual Paulista,Barra Funda,01140-070,S˜ao Paulo,SP,Brazil

1 Introduction

Consider the following 1-dimensionalstationary Schrödinger equation with periodic potential,i.e.a second order periodic ordinary differential equation

It is applied in many areas,from celestial mechanics to accelerator physics and quantum mechanics. There is a large amount of literatures about the linear problem with periodic coefficient,such as Refs.[1–10]and references therein.In this paper we focus on the particular aspect about asymptotic solution for the spectrumλ.By“asymptotic solution” we mean a solution expanded as an asymptotic series controlled by a small/large parameter.[9]The parameter space of the equation consists ofλand the coupling strength ofu(x)collectively denoted byg.A different asymptotic problem is the asymptotic series of eigenfunctionψ(x)for large complexx.

Our starting point about the solution of Eq.(1)is the Floquet theory.There are two linearly independent basic solutions to Eq.(1),denoted asψ1(x),ψ2(x).Asψ1(x+T)andψ2(x+T)also satisfy the equation,therefore they must be linear combinations of the basic solutions,

The 2×2 nonsingular matrixMdoes not depend on the base pointx,it is called themonodromy matrix.The Wronskian ofψ1,ψ2are constant,so we have detM=1.Therefore the two eigenvalues ofMcan be written as e±iνT,they are called the Floquet multipliers.TheFloquet exponent νis a function of the eigenvalue and couplings of the potential,ν=ν(λ,g).In quantum physicsνis called the quasimomentum,andλis(minus of)the energy,stable solution exists only for realν.It is a principle problem to find the dispersion relationλ(ν,g),which is the spectral solution of Eq.(1).A commonly used method to determine the relation ofνandλis Hill’s method using the in finite determinant.For most periodic potentialsu(x),when the parameters take generic value it is impossible to write down an explicit analytical solution.However,it is possible to obtain asymptotic solutions.If the leading order term and the small expansion parameter are known,we can derive the subleading terms from the relation obtained from the Hill’s determinant.

This problem has been a classical topic in differential equation and quantum theory.However,among the literature we have looked at,it seems that there are some gaps on this topic.The Floquet theory introduced above can be referred asclassical Floquet theoryas it is a well understood topic for the case of real singly-periodic potential.If the potential is a periodic function of more general type,for example an elliptic function with multiple periods,is there an analogous theory for each period?The elliptic functions are meromorphic function in the complex plane,it is very different from real functions in two periodic dimensions.The classical Floquet theory is not guaranteed applicable for elliptic potentials.The precise form of Floquet theory for elliptic potential and its relation to the spectral solution is still not well understood.Consider theellipsoidal wave equationfor example.From the general consideration that,when the kinetic energy is very large the potential can be treated as small perturbation,i.e.λ≫κwhereκis the characteristic strength of the potential(which means the dominant one among allgor certain “average” of allg),an asymptotic spectral solution should exist.Its existence can be inferred also from the relation of the ellipsoidal wave equation and

∗Supported by the FAPESP No.2011/21812-8,through IFT-UNESP†E-mail:weihephys@foxmail.com the Mathieu/Lamé equation whose largeλspectrum are already known,see e.g.Refs.[7–8,10–12].However,it seems such large energy(weak coupling)asymptotic solution has not been given for the ellipsoidal wave equation.On the other hand,another asymptotic solution has been obtained sometime ago,which gives the spectrum of small perturbation at a stationary pointx∗of the potential,[13]i.e.λ=−u(x∗)+perturbation,with“perturbation”≪κ.But for the small energy(strong coupling)asymptotic solution its connection to the Floquet theory has not been clari fi ed.

In this paper we provide some new results concerning the missing parts mentioned above.In Sec.2 we show that when the energy is large,the classical Floquet theory is only applicable to the period 2ω1of the elliptic potential,it gives the corresponding weak coupling dispersion relation.We provide a few examples,including the ellipsoidal wave equation and the Heun equation in the elliptic form,to demonstrate this.In Sec.3 we study a relation between the small energy spectral solutions and the monodromies of wave function associated to the periods 2ω2and 2ω3,given in Eqs.(26)and(32)respectively.This part involves relations not explained by the classical Floquet theory,reveals that the role of the three periods of elliptic potential are on equal footing but with notable differences.Our main result is that for asymptotic spectral solutions of some elliptic potentials we study in this paper there is a one-to-one correspondence between asymptotic solutions and the monodromy of the wave function along a period.In this paper we demonstrate this fact by their eigenvalues,in the second paper Ref.[14]we provide further evidences by eigenfunctions of certain typical periodic Schrödinger operators.

This paper is motivated by our previous works attempting to examine in detail a few simple examples of the Gauge/Bethe correspondence,proposed by Nekrasov and Shatashvili,[15]where the infrared dynamics of some quantum gauge theories is related to the spectral problem of stationary Schrödinger equation with periodic potentials.Some results presented in this paper,the relations(26)and(32),are still puzzling from the perspective of mathematical theory,albeit they are supported by solid computation and consistent with results already known.We hope the results presented here be useful for further clarification.

2 Classical Floquet Theory and Large Eigenvalue Perturbation

In this section our strategy is to use theclassical Floquet theoremto computeν(λ)for largeλ.The eigenvalue relationλ=λ(ν)is the reverse of the Floquet exponentν(λ),therefore if we can compute the monodromy of the wave function along the period then we obtain the eigenvalue expansion.For elliptic potential it raises the question,which period among 2ω1,2ω2,2ω3=2ω1+2ω2should be responsible for the largeλperturbation?In this section we show by some examples that largeλperturbation is associated the period 2ω1.

2.1 Large Eigenvalue Perturbation

We use a version of WKB perturbation to perform the computation,the large eigenvalue perturbation has been used in spectral analysis since the work of Borg and the work of Hochstadt,and others,see Refs.[5](Chapter II)and Ref.[6](Chapter 4).It is also known as a standard way to generate the in finite many KdV Hamiltonian densities since the seminal work of Gardner,Greene,Kruskal and Miura,this is explained in Ref.[16].Write the wave function assubstitute the wave function into the Schrödinger equation(1),we get the relation

We use the notationTherefore in order to find all possible asymptotic spectral expansionsλ(ν)we can first find all possible asymptotic solutions forv(x)from the relation(3)in the parameter space ofλ,g,and then check if the integration(6)gives an asymptotic series.Whenλis large,is a natural expansion parameter,then we can expandv(x)by[5−6,16−17]

The integralsare commutative with respect to the Poisson bracket of KdV hierarchy,they are interpreted as the conserved charges of an integrable system of in finite dimension.The time evolution equations ofu(x,t)generated by the conserved charges,∂tu={Hℓ,u},are in finite number of nonlinear partial differential equations that generalize the KdV equation.These connections are the basic facts of relating the spectral data of a linear system and evolution of a nonlinear system,see Ref.[17].The relevance of KdV Hamiltonians to the problem of WKB anaylsis was noticed in e.g.Ref.[18],but in their treatment the KdV formalism was not really further used as the potential they treated is not periodic.

The formal large parameter expansion ofv(x)in Eq.(4),and later in Eq.(24),are valid for any smooth potential,if the potential is periodic then this procedure gives concrete results of spectral solution for the linear equation(1).Combined with the Floquet property of periodic potentials,some spectral results including but not limited to those already known(as given by Refs.[1–8,10])can be easily obtained.The eigenvalue can be derived by the monodromy relation alone,without the eigenfunction at this moment,

In this relation multiplying the periodTis required by the classical Floquet theorem.We have picked the positive sign of e±iνT,to obtain the result for the other sector we just change the sign ofν.

We emphasize that for general periodic potentials there is no known direct relation with the KdV theory,and theformalconnection to the KdV theory is only helpful for computation.However,there are some potentialsu(x)with the special choice of coupling strength,which solve some higher order generalized stationary KdV hierarchy equations associated to the Hamiltonians given by∫v2ℓ−1dx.These special potentials include the Lamé potential and the Darboux-Treibich-Verdier potential with triangular number coupling constants,see e.g.Refs.[19–21].

Whenu(x)and its derivatives are periodic,we can abandon all terms of total derivative inand especially the even terms do not contribute,0. Denoting the nonzero integrations byεℓ=it depends on the parameters of the potential but not onx0.Then from Eqs.(4)and(6)we have the relation

For many periodic potentials it is very straightforward to explicitly computeεℓbecausev2ℓ−1are polynomials ofu(x)and its derivatives.In this way we obtain the asymptotic expansion ofν(λ).Reverse the relation,we get the asymptotic expansion for the eigenvalue,

withThe largeλ(therefore largeν2)expansion(8)is actually degenerate for±ν.

In the following part of this section we apply this method to Schrödinger operators with elliptic potentials to show that the periodicThas to beT=2ω1.

2.2 Application to Elliptic Potentials

(i)Hill’s Equation

We start with the Hill’s equation as an example,the results obtained here are useful for our study of elliptic potentials because it is an important consistence evidence that under certain limit the for mulae obtained for elliptic potentials correctly reduce to the formulae of the Hill’s equation.The examples in this subsection con firm our conclusion of this section:the relation(6)withT=2ω1leads to the spectra for the ellipsoidal wave equation(19)and(20)with correct limit to Eq.(12),but applying the relation(6)forT=2ω2orT=2ω3would lead to wrong solutions.

The Hill’s equation often refers to equation of the form(1)with a general single real periodic potential.By the Fourier expansion the potential can be represented by a trigonometric polynomial,

the period isπ.The coupling constants areθn,in some cases they may be truncated to a finite subset if the approximation is valid.The Hill’s equation was used in celestial mechanics to achieve a high-accuracy description of the motion of moon under the influence of earth and sun.Let us specify to the simple case withθn=0 forn>3,

The resulting equation is called the Whittaker-Hill equation.It arises when we rewrite the 3-dimensional wave equationin the paraboloidal coordinates and apply the separation of variables method,the wave equation reduces to three identical equations of Whittaker-Hill type.[4]

The integration results forεℓare

(ii)Ellipsoidal Wave Equation

Our main concern is the spectral problem with elliptic potentials.The elliptic function we discuss can be represented by the elliptic theta function,Jacobian elliptic functions or Weierstrass elliptic function,see the Appendix A for the convention used in this study.In the form of Weierstrass elliptic function℘(x;2ω1,2ω2),the elliptic potentials have two periods 2ω1,2ω2,the periods are independent vectors in the complex plane with the ratio satisfies Im(ω2/ω1) =0.From 2ω1and 2ω2we can make the third period 2ω3=2ω1+2ω2,which is also needed in the study.Superficially they seem on equal footing regarding the Floquet property.Nevertheless,it is questionable whether the classical Floquet theory can be directly applied to all periods in the form(6)or(12).Although there are some discussions directly devoted this problem,[22−26]a clear connection to the(multiple)asymptotic solutions is absent.As we would show some evidences in the rest of the paper,the classical Floquet theory is still valid for one period 2ω1,but a generalization is needed for other two periods 2ω2and 2ω3.

If we rewrite the 3-dimensional wave equation∇2W+˜χ2W=0 in the ellipsoidal coordinates,apply the separation of variables method,then the three identical equations areellipsoidal wave equation.[4]Written in the Jacobian form it is

whereandis the Jacobian elliptic function with the elliptic modulusk,its quarter periods are the complete elliptic integralsandThe periods of snzare 4Kandthe periods of potential areIn the Weierstrass form it is

where℘(x)=℘(x;2ω1,2ω2)is the Weierstrass elliptic function.The following relations betweenx,℘(x)andz,snzare used,

whereei=℘(ωi)and they satisfyThe relation between half periods isThe nome of the function℘(x)andeiisq=exp(2πi(ω2/ω1))=exp(−2πK′/K),it is related to the elliptic moduluskby

Both Jacobian form and Weierstrass form are useful for our study,although equivalent but are preferred for computation of different asymptotic solutions.The Weierstrass form is more suitable for deriving the largeλperturbation given in this section,and the Jacobian form is more suitable for other two perturbations given in the next section.

The Large Energy Asymptotic Solution

We compute the large energy perturbation withT=2ω1in the relation(6). The integrandscontain higher powers of℘(x)andwhere the prime denotes∂x,they can be simpli fi ed using relations derived from the basic relationThe simpli fi ed integrands,after discarding total derivative terms,take the formwhich is ready for integration,wherep0,p1are polynomial functions with argumentsg2,g3.The integration results forεℓare

whereζ1is defined by the Weierstrass zeta functionthe modular invariantsg2,g3are given byThey also can be rewritten in terms of the Eisenstein seriesE2,E4,E6,or in terms of the theta constantsϑr(q)=1,2,3,4.We denote the Floquet exponent of wave function in Eq.(14)asν,i.e.ψ(x+2ω1)=exp(i2νω1)ψ(x),then the asymptotical expansion forλis

The eigenvalue Λ for the equation in Jacobian form can be transformed fromλ.However,the definition for the Floquet exponent differs.[27]We useµto denote the Floquet exponent of wave function in Jacobian form(13),i.e.ψ(z+2K)=exp(i2µK)ψ(z).Shiftingxby 2ω1is the same as shiftingzby 2K,therefore the phases should be the same,νω1=µK,therefore we haveν=(e1−e2)1/2µ.Taking into account the relation in Eq.(17),the relation ofqandk,we obtain

This expression can also be derived by directly applying the large Λ perturbation for the equation in the form(13),the relation(6)should be replaced by

withT=2K.The integrand contains terms sn2mz,m∈Z+,the integrals are explained in Appendix B.

Taking the limit Ω→0 we recover the results for the Lamé equation,already treated in Ref.[28],see also Ref.[27]and references therein.The Lamé equation comes from the same procedure of solving the Laplace equationin the ellipsoidal coordinates.Taking the limitwhile keepingwe recover the result for the Whittaker-Hill equation.Taking a further limitwe recover the result for the Mathieu equation.

It is easy to examine that if the period 2ω2or 2ω3is wrongly used in large eigenvalue perturbation relation(6),the eigenvalue obtained could not reduce to the eigenvalue of Whittaker-Hill equation(12).

(iii)Heun Equation in Elliptic Form

A generalization of the Lamé equation is the Heun equation in the elliptic form.In the Jacobian form given by Darboux[29]the equation is

whereω0= 0. The multi-component potential in Eq.(23)is the so-called Treibich-Verdier potential,known for its role in the theory of “elliptic soliton” for KdV hierarchy.[21]The spectral solution of this potential is related to the effective action of the deformedN=2 supersymmetric QCD model,in the spirit of Gauge/Bethe correspondence.[15]The large energy perturbation,computed by the method explained in this section,completes the attempts in Ref.[30],where the leading order expansion was examined by another method.

As in the previous example,the equation in the form(23)is more suitable for the largeλexpansion.In the process of computingεℓwe need to simplify the integrands by some more complicated relations of elliptic functions.We do not give further explicit expression here.The conclusion is the same as the cases for the Lamé equation and the ellipsoidal wave equation,that the periodTin the relation(6)for large eigenvalue perturbation has to be 2ω1.

3 On Doubly-Periodic Floquet Theory

3.1 Spectral Problem for Elliptic Potentials

We have shown that for elliptic potentials the large λ asymptotic solution is always related to the monodromy along the periodic 2ω1.So what is the role for 2ω2and 2ω3?This question is related to the generalized Floquet theory for elliptic function,the so-calleddoubly-periodic Floquet theory,which only has been occasionally discussed during the past,e.g.in Refs.[22–26].Some new features due to the complex nature of the elliptic function arise,make the extension nontrivial.Although it is not a very well understood subject,in this paper we would use this term for this open problem.Among the limited results that already exist on this topic,it seems that there is not an explicit statement about the relation of monodromy along 2ω2,2ω3and the spectrum of the equation.In this section we give a few examples to show that the monodromy ofv(x)along 2ω2and 2ω3indeed play a role in the spectral problem,they are related to two other asymptotic solutions that differ from Eq.(20)given above.

Therefore the problem we are trying to answer is related to the complete characterization of all asymptotic spectra for elliptic potentials.For such a Schrödinger operator the spectral solutionλis controlled by the characteristic coupling strength of potentialκ,or more precisely by the ratioν/κ,often it has no analytical expression.How does the relationλ(ν,κ)vary when we turn the value ofν/κ?Whenλ(ν,κ)can be represented by an asymptotic series?The answer is not obvious.In the literature it is even not systematically studied how many asymptotic solutions there are for an elliptic potential.

It is necessary to explain the meaning of“spectrum”for a complex potential.The elliptic potentials are meromorphic function defined on the complex plane,therefore,they are not the most suitable examples for quantum mechanics.Instead their appearance in quantum field theory looks more natural,where the complex valued spectrum of Schrödinger operator is explained in a very different way.Indeed,in the context of Gauge/Bethe correspondence[15]the spectral solution of elliptic potentials nicely fi ts into the theory of 4-dimensional quantum gauge theory.For the Lamé potential,due to its connection with a typical Seiberg-Witten gauge theory model,[31−32]the idea of using elliptic curve is very helpful for the analysis.Translate the property of the elliptic curve to the property of corresponding elliptic potential,we are lead to a physical explanation why there is a one-to-one correspondence between the asymptotic solutions and the monodromy of wave function along 2ωi,i=1,2,3.[27]Upon a careful examination,the complete spectral solutions are precisely related to nonperturbative and duality properties of the low energy effective gauge theory.Another related context for the elliptic potential is the algebraic integrable theory,see e.g.Ref.[17],albeit neither the questions mentioned above have been seriously addressed there.

3.2 Lamé Equation

The Lamé potential is the first example that motivates us to revise the doubly-periodic Floquet theory from a new perspective.It isin the Weierstrass form,orin the Jacobian form.The results are already given in Ref.[27],and can be recovered from the case of Ellipsoidal wave equation treated in the next subsection.So here we do not repeat details of the Lamé potential,only briefly review the result to give a general picture about the(conjectural)Floquet property for elliptic potentials.

The first fact is about the stationary points of the potential.There are three stationary points for the potential given by the solutions ofthey are atwhere we haveIn the Jacobian form the three stationary points are given by the solutions ofthey are at0,andK,whereThe information about these stationary points does not tell us what are the possible asymptotic solutions,the following facts entirely come from computation.[27]

It turns out that each stationary point is associated to an asymptotic expansion forλ.The stationary point atis associated to the large eigenvalue(or weak coupling)solution.The equation in the Weierstrass form is better for computation.The leading order energy comes from the quasimomentum,λ=−ν2+···,the potential can be treated as small perturbation,therefore we haverelationν(λ)is given by the monodromy along the period 2ω1as in the formula(6).This is well described by the classical Floquet theory,the asymptotic solution can be treated by the method given in Sec.2.

The other two stationary points are related to two other asymptotic solutions,the small eigenvalue(or strong coupling)solutions.The equation in the Jacobian form is better for computation.In these cases the quasimomentum is small compared to the scale of potential,which meansThe solution Λ∼0+···(i.e.is a perturbation atz∗=0(i.e.athere we haveThe relationµ(Λ)is given by the monodromy of wave function along the periodA key point is that the naive definition of the Floquet exponentis not right.If we want to produce the correct asymptotic expansion that is already derived by other method in Ref.[13],then a modi fi cation is needed,the right relation isThe solutionis a perturbation atThe subleading terms are denoted byi.e.withThen the relationis given by the monodromy along the period 2Again the classical Floquet theory fails,and the correct definition of Floquet exponent is given bywith the complementary modulesatisfying the relation

While we do not have a mathematical theory to explain why the monodromies along three periods are in one-toone correspond with three asymptotic solutions,nevertheless a physical explanation can be given.[27]Viewed from the Gauge/Bethe correspondence,[15]the spectral problem of the Lamé operator is roughly the same problem about the low energy effective theory ofN=2∗gauge theory model.The monodromies along different periods are related by electro-magnetic duality of the effective gauge theory,in the spirit of Seiberg-Witten theory.[31−32]For the gauge theory model there is an asymptotic expansion in each duality frame,hence for the Lamé operator there is an asymptotic solution related to the monodromy along each period.

We can use Schrödinger equations with more general elliptic potentials to test the relations observed for the Lamé potential.In the following we present result for the ellipsoidal wave equation as the main example.

3.3 Ellipsoidal Wave Equation

The ellipsoidal wave equation is non-Fushian,nevertheless,its asymptotic solutions are very similar to the Lamé potential.Therefore the strong coupling solutions studied in this subsection provide another evidence for the conjectural Floquet theorem for elliptic potentials.It is not directly related to gauge theory regarding the Gauge/Bethe correspondence,but it is a special case of a more general elliptic potential that arises in the study of Gauge/Bethe correspondence.[33]

The stationary points of the Lamé potential are also the stationary points of the potentialu(z)=∆k2sn2z+The monodromy along 2K(i.e.2ω1)gives the large Λ asymptotic solution,this is the result given in Eq.(20).In the following we give the computation details to demonstrate that the monodromies along 2iK′andgive other asymptotic eigenvalues,one of them was already obtained by another method,[13]another one is a new result.

(i)The First Small Energy Asymptotic Solution

The equation in the Jacobian form(13)is more suitable for this asymptotic solution.We assumeis the dominant term of the potential,i.e.,the other term Ωk4sn4zis a small perturbation.At the pointtherefore Λ is the perturbative energy.The parameters satisfyshall find the asymptotic expansion for the integrandv(z)from the relationNow the expansion parameter should be,or equivalently∆1/2,withv(z)expanded as

thenvℓ(z)can be recursively solved.The large coupling expansion ofv(z)is another version of WKB expansion,see Refs.[4](Chapter V)and[9](Chapter IV)for discussions.In this section we show that for elliptic potentials a clearer understanding of the strong coupling spectrum can be achieved if we(a) first get the expansion of the form(24)at the right critical points of the elliptic potential,in our example the critical points arez∗=0 andz∗=K,(b)thenchoose the correct integral contourforv(z),which combined with the Floquet theory could lead to solutions consistent with known results.The second point is crucial,the analytical properties of elliptic function need careful treatment when doing contour integrals,only a particular choice of contour is compatible with the Floquet property,see Appendix B.

The even termsv2ℓ,ℓ=0,1,2,...are total derivatives,they do not contribute in the final periodic integration(26).The nonzero contributions come fromv2ℓ−1,the first few are

Then we come to the issue of relating the monodromy of wave function along periodto the Floquet exponentµ.According to the classical Floquet theory,the relation should beIndeed we can use this relation as the definition of the Floquet exponent.However,the corresponding asymptotic spectral solution has already been obtained by a different method in Ref.[13],the result suggests that the classical Floquet theory cannot be directly applied to the periodWe find the correct relation between the period integral and the Floquet exponent is

This relation is the same as that for the Lamé equation,it leads to the asymptotic solution given in Eq.(28),which is the one obtained in Ref.[13].This is another example showing how the classical Floquet theory should be generalized for elliptic potentials.

If we denotethen we haveIm=0 form=1,3,5,...,and the remaining nonvanishingI−mare

They have been used in the previous related computation for the Lamé equation in Ref.[27],we give more details in the Appendix B.Reverse the seriesµ=µ(Λ)we reproduce the asymptotic expansion given in Ref.[13],

Concerning the issue of relating the monodromy of the wave function along period 2K+2iK′and the Floquet exponentµ,similar to the case of the first small energy asymptotic expansion,the classical Floquet theory is invalid.Although the corresponding asymptotic expansion presented below in Eq.(34)has not been given in other literature,there is the requirement of consistent with other known results.We find the correct relation is given by

This relation gives the asymptotic expansion(34)consistent with all known results,especially in the limits of Ω→0(the Lamé potential),and in the limit Ω→0,k→0,with ∆k2fixed(the Mathieu potential).

The integration formulae forin this case are denoted by∫we haveJm=0 form=1,3,5,...,and

We write the expansion in a form easy to see its connection to the eigenvalue of Lamé equation,in the limit Ω→0.The Ω-independent part in expansions(28)and(34)are related by a simple transformation involvingµ→iµ/k′andthe transformation is interpreted as the monopole-dyon duality ofN=2∗gauge theory,this is already explained in Ref.[27].In fact,the complete expansion of eigenvalues(28)and(34)can be related by a transformation,which is related to the monopole-dyon duality ofN=2Nf=4 super QCD model.[33]

The potential of ellipsoidal wave equation actually has more stationary pointsz∗given by the solutions ofTherefore it raises the question if they are associated to other still unknown asymptotic spectral solutions?At the moment we do not have a definite answer to this question.Even new asymptotic solutions exist,we suspect they are unlikely given by the monodromy along a period,therefore not in the scope of Floquet theory.

3.4 Darboux-Treibich-Verdier Potential

The Darboux-Treibich-Verdier potential is another generalization of the Lamé potential.We have verified that the(postulated)relations(26)and(32)for doubly periodic Floquet theory are applicable to periods 2iK′and 2K+2iK′(i.e.2ω2and 2ω3),similar to the other elliptic potentials we have studied in this section.However,the detail is more complicated and will be presented elsewhere.[33]Below we only explain a particular feature of the Darboux-Treibich-Verdier potential that makes the problem more complicated.

From the result of Ref.[30]there are six stationary pointsz∗for the Darboux-Treibich-Verdier potential given by the solutions of∂zu(z)=0,each corresponds to an asymptotic spectral solution.Four of them are related to the largeλasymptotic solution given by the result presented in Subsec.2(iii).The other two stationary points are atwhere Λ∗is the same order of the geometric average of the potential termsthey are related to the remaining two asymptotic solutions.The corresponding Floquet exponents are given by their relation to the monodromy as in formulae(26)and(32).Then we can rewrite the eigenvalue aswhereδis the small perturbation around the local minimum,Now the problem is to find a proper expansion for the integrandv(z)suitable for integration from the relation

In this case the potential is not dominated by a single term,instead every term equally contributes to the potential,moreover,Λ∗is a constant of the same order of the “averaged” potential.This feature is different from the Lamé equation and the ellipsoidal wave equation.It needs more space to explain the details about the proper expansion forv(z)in this case,the results would be given in Ref.[33],along with some other related issues.There it would be more transparent that the choice of the integral contours in the Appendix B is unavoidable for elliptic potentials.

4 Conclusion

The Floquet theory impose strong constraint on the solution for Schrödinger equation with periodic potential.The classical Floquet theory for real singly-period potential is well understood.But the classical Floquet theory does not provide a complete treatment for potentials of elliptic function,the precise relation of multiple periods 2ω1,2ω2,2ω3and spectral theory is unexplained.

We studied this problem for the Lamé potential in Ref.[27],and related monodromy along all periods to all possible asymptotic solutions.In this paper we extended our previous work by studying more general elliptic potentials,the ellipsoidal wave equation is the main example.We notice the large eigenvalue perturbation solution is related to the monodromy along the period 2ω1.For small eigenvalue perturbation solutions,we propose the relations(26)and(32)to reproduce an already known solution(28)and to obtain a new solution(34).The connection to the previous study,[22−26]if there is any,remains unclear.

In retrospect,the doubly-periodic Floquet theory is the complete theory,even for a singly-periodic potential it gives a more complete explanation.For example,the Mathieu equation with potentialu(x)=2θ1cos2xhas three asymptotic spectral solutions.[27]The largeλexpansion is explained in the context of singly-periodic Floquet theory as in Sec.2,but the other two asymptotic expansions lack such an explanation.Now we know that the other two expansions are special limit of the corresponding asymptotic solutions of the equations with elliptic potential given in Sec.3.In the limit involvingk→0 the quarter periodtherefore we lose the trace of periods

Appendix A Some Formulae for Elliptic Functions

In this Appendix we normalize the convention for some elliptic function formulae useful in this paper and the subsequent paper.[14]The references are Refs.[1,3,7,10,34].

All the elliptic functions in our study can be expressed in terms of the Jacobian elliptic theta functions.The theta functions are represented by the series

The theta constants areand theχ-derivatives of theta functions areand similar for higher order derivatives,wherer=1,2,3,4.

the periodicitywithi=1,2,3,is referred,and the functionscan be expressed in the same form as in Eq.(A3)within the logarithm substituted byrespectively.There is a set of familiar relations aboutei(q)andϑr(q),

The modular invariantsare expressed by theta constants throughthe Eisenstein series are given by

In the formula(A3),we have the valueon the lefthand side by settingOn the right-hand side the corresponding expressions can be simpli fi ed by the factWe get another set of useful relations expressingin terms of theta functions,

Define the differential operatorUsing the heat equationwe haveThen the relations(A7)is equivalent to the following relations,

The last set of identities we need are the relations of the complete elliptic integralsK,E,and the theta constants,

from which the expressions for snz,cnzcan be derived.To verify the consistency of Eqs.(A3)and(A11),we should use the relation(15),(A5),(A6)and(A9),(A10).The Jacobi zeta function is also useful for future study,it is defined by

Appendix B The Contour Integrals of ImandJm

When we use the Jacobian form of the elliptic potential to compute the monodromies,we need to perform integralsfor integersm,along three periodic paths of the functionUsing the following recursion relations we could reduce the problem to computation of the first few integrals form=±1,±2.The recursion relations for the indefinite integrals are[34]

The definite integrals are performed along trajectories bounded inside the period rectanglein thez-plane.The integral trajectories are not closed,the endpoints of the trajectories differ by the three period vectorsForm=±1 we use the integral formulae[34]

The logarithm expressions in Eq.(A15)and(A16)have branch cuts,we need to choose the correct integral trajectories in thez-plane so that the corresponding paths of cdz=cnz/dnzand sdz=snz/dnzcross the branch cuts in a correct manner.For theperiodic integrals(A15)a trajectory is chosen to ensure the path of cdzdoes not cross the branch cut[−1/k,+1/k]but does cross the branch cuts[−1,+1].In this way,we get the correct valuesused in Sec.3.In a similar way,a trajectory is chosen for theperiodic integrals(A16)to obtain

The contour integrals can be explained in another way.We change the variable by sn2z=ξ,whose in-is a complex version of the Schwarz-Christo ff el mapping.A quarter of period rectangle in thez-plane is mapped onto half of theξ-plane.By analytical continuation,the whole period rectangle is mapped twice onto theξ-plane,therefore a periodic trajectory in thezplane is mapped to a closed contour in theξ-plane.We denote the contours in theξ-plane byα,β,γ,respectively.

The contourαis related to the large energy perturbation,the computation in the Jacobian form is carried as follows.The KdV Hamiltonian densitiesv2ℓ−1only contain snmzfor evenm∈2Z+.Using the recursion relation ofIm,we only need to perform the integral

whereare the complete elliptic integrals of the first and the second kind.There are four branch points atand∞,the branch cuts are between pairs of branch points,as shown in Fig.1.The other necessary integrals are obtained by settingm=0,2,4,...in Eq.(A13).To compare with the results in the Subsec.2.2,we need to use a relation between elliptic functions,

Fig.1 Integral contour α.

The contoursβandγare related to the small energy expansions discussed in Sec.3,where the definite integralsImandJm,for oddm∈2Z+1,are used.Using the recursion relations(A13),(A14)we only need to perform the integrals ofI±1andJ±1.The contoursβandγare shown in Figs.2 and 3,they are chosen to avoid crossing the branch cuts.We draw both contoursβandγwith one side stretched to far away because such periodic trajectories in thez-plane typically would pass through the neigh bourhood of poles of snz.

Fig.2 Integral contour β for I−1.

The integralsI±1are

There are two branch points atξ=1 andξ=1/k2forI±1,the branch cut is between the branch points.There is a pole atξ=0 forI−1.Then onlyI−1receives nonvanishing residue iπatξ=0.

Fig.3 Integral contour γ for J−1.

The integralsJ±1are

Now there are two branch points atξ=0 andξ=1/k2forJ±1,the branch cut is between the branch points.There is a pole atξ=1 forJ−1.Therefore onlyJ−1receives non-vanishing residue−iπ/k′atξ=1.

Acknowledgments

I would like to thank Andrei Mikhailov for reading the paper and help on improving the presentation. I also thank Chrysostomos Kalousios for help on computing codes.

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